Financial regulation - PDFSEARCH.IO - Document Search Engine

Financial regulation
Results: 61100

#	Item
991	NASAA Custody Requirements for Investment Advisers Model Rule 102(eAdopted April 3, 2000, Amended, , , * Rule 102(eCustody of Client Funds or Securities by Investment Advise Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2016-06-02 12:08:16 Investment United States securities law U.S. Securities and Exchange Commission 76th United States Congress Investment Advisers Act Financial adviser Investment fund Regulation S-X Securities Act Security Accredited investor Registered Investment Adviser
992	Bankers’ Association Initiative Add to Reading List Source URL: www.spi-romania.eu Language: English - Date: 2007-09-07 14:32:14 European Union law Financial regulation Lamfalussy process European Union
993	SMALL AND MEDIUM ENTERPRISE ACTIVITIES AND FINANCING IN VIETNAM Presented by Mr. Pham Hoang Ha Visiting Fellow Asian Financial Partnership Center (AFPAC) Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2014-11-19 04:07:01 Small and medium-sized enterprises Environmental regulation of small and medium enterprises SME finance
994	Mortgage Regulation and Policy Dialogue EBRD Workshop Budapest, October 12, 2012 Hans-Joachim Dübel Finpolconsult Add to Reading List Source URL: www.finpolconsult.de Language: English - Date: 2014-05-29 11:53:01 Banking Systemic risk Financial markets Bank Monetary policy Central bank Interbank lending market Mortgage loan UBS
995	Xylitol Canada Inc. Management Discussion and Analysis For the three and nine months ended September 30, 2015 Dated: November 25, 2015 The following is a discussion and analysis of the activities, results of operations a Add to Reading List Source URL: www.xylabrands.com Language: English - Date: 2015-12-07 16:11:50 Financial statements Generally Accepted Accounting Principles Cash flow Management accounting Financial regulation International Financial Reporting Standards Working capital Cash and cash equivalents Asset liability management Historical cost Balance sheet Financial ratio
996	Microsoft WordEFGB Group - Pillar) Add to Reading List Source URL: www.efggroup.com Language: English - Date: 2014-04-25 05:38:02 Bank regulation Banking Systemic risk Actuarial science Financial risk Basel II Capital requirement EFG International Basel I Tier 1 capital Risk-weighted asset Credit risk
997	Right-Sized Regulation Requires a Right-Sized Regulator The JOBS Act of 2015 provided entrepreneurial private companies "rightsized” securities regulation. Yet, the market needs a Self Regulatory Organization “rights Add to Reading List Source URL: www.entrex.net Language: English - Date: 2016-06-20 10:11:36 Self-regulatory organizations Crowdfunding United States securities law Systemic risk Financial regulation Securities Exchange Act Financial Industry Regulatory Authority Security Jumpstart Our Business Startups Act
998	EBF_003147 Brussels, 3 July 2013 Statement European banks’ mixed reaction to US implementation of Basel III Add to Reading List Source URL: www.ebf-fbe.eu Language: English - Date: 2014-03-26 09:11:49 Bank regulation Systemic risk Financial regulation Eurozone Basel III Basel II European Banking Federation Basel I European Central Bank CRD ING Group Basel
999	Risk-Based Approach Guidance for Life Insurance Sector Add to Reading List Source URL: www.fatf-gafi.org Language: English - Date: 2015-09-17 13:47:40 Bank regulation Actuarial science Financial regulation Tax evasion Organisation for Economic Co-operation and Development Politically exposed person Money laundering Financial Action Task Force on Money Laundering Risk management Know your customer Risk Insurance
1000	Registration Booking Form Add to Reading List Source URL: www.erasmus.gr Language: English - Date: 2016-07-01 09:39:05 Financial regulation Payment systems Banking in the United Kingdom International Bank Account Number ISO Wire transfer Iban Bank Society for Worldwide Interbank Financial Telecommunication Fee

UPDATE